Levels of Engagement
In 2006, as a part of a research project, Christina Comeau worked with two interns to assess whether we might be able to accurately “measure” the level of engagement required to accurately address individual situations or challenges. Over the course of much analysis and testing, we have been able to discern ten “levels” of engagement types – from Level 1 – sending an email – through to Level 10 – working with a complex adaptive system.
If you work with Viviane, she will recommend an ideal level of engagement, given the particulars of your challenge or situation. And here, for your consideration, are the ten levels.
The levels exist in five ‘bands’, based on the considerations listed below the table.
Complex Adaptive System
Typical Outcome: Innovative solutions are identified and discussed. If sufficient time is allowed all initiatives discovered during the session can be prioritized, leadership identified and plans put in place.
Limitations: Stakeholders need to be diverse and key decision makers need to be present. Stakeholders must be committed for a fixed period of time(1-3 days).
Factors indicating appropriateness of this method:
- When there is a need to get the “whole system” involved
- There is a large number of stakeholders to engage; 20 to 500+ stakeholders
- A new vision needs to be identified or broadly understood.
- Ground-breaking solutions required
- There is a need to overcome reluctance or resistance by the stakeholders
Breakthrough Thinking Solutions
Typical Outcome: The invention of a “net new” approach or solution that makes innovative use of internal and external components to design a breakthrough solution.
Limitation: Highly trained specialist(s) required to provide rigor in guiding the participants through a collaborative process of complex problem solving using proven algorithms for invention. The participants should be very familiar with the business and most of the factors that impact upon it. Participants must be willing to commit the time and significant effort required by this method.
Factors indicating appropriateness of this method:
- The organizational vision is undergoing change, but there is a common understanding of the main strategic objectives.
- The need to arrive at an “out of the box” solution is high
- Much more than incremental improvement to the status quo is required
- A dedicated group of stakeholders are available to collaborate on the work
Exploratory Workshops – Comprehensive Alignment
Typical Outcome: Workshop specialists can lead participants to try new ways of thinking and working that allow participants to adapt to the complex situations they are faced with.
Limitation: Exploratory Workshops require skilled specialists to guide the process.
Factors indicating appropriateness of this method:
- Vision needs to be redefined, but there is a specific objective in mind
- Large number of stakeholders, 25 – 75
- Need a fundamental improvement to an existing system
- Stakeholders need to be coordinated and aligned
- The solution is more a matter of organization and planning than breakthrough
Guided Workshops – Structured Delivery
Typical Outcome: This structured process can be informative or teach new skills that relate to a specific goal or objective of the organization.
Limitation: There is little opportunity to address divergent issues if they fall outside the matters focused on by the workshop format. This method is not ideal when dealing with resistance to change or trying to solve a complex problem whose solution has previously eluded the organization.
Factors indicating appropriateness of this method:
- Vision needs to be redefined or refreshed
- 10-25 stakeholders.
- Initiative needs to create noteworthy improvements to an existing system
- Need improved ability to execute current and future initiatives
Open Dialogue – Direction Finding
Typical Outcome: This method of collaboration promotes synergy and cooperation among participants. It can be very effective in removing uncertainty or conflict within an organization when the cause may been lack of communication or inter-personal issues.
Limitation: Open Dialogue usually does not result in specific action in the short term.
Factors indicating appropriateness of this method:
- The vision is being discussed and open to proposed changes.
- There are an array of stakeholders; this process can accommodate large or small numbers
- There is a trained collaborator available to coach participants through the process
- There is a need for improved understanding and commitment among stakeholders
Facilitated Meeting
Typical Outcome: Balanced participation among all parties present at the meeting.
Limitation: It can be useful to employ a neutral person as the facilitator, although their lack of familiarity with the subject may limit the process. This method may also be restricted by the agenda, as important issues can be marginalized if the convener was not aware of the issue before hand.
Factors indicating appropriateness of this method:
- Vision is being reinforced
- Meeting is agenda driven, with fewer than 20 participants
- The objective is improvements to the existing system
- There is a real need for collaboration; leadership is ready to coach stakeholders through the process
Face to Face Meeting / Conference
Typical Outcome: Meetings can be an effective method of discussing routine activities or clarifying direction, particularly when there is a need to cover a fixed list of issues in a limited time. Conferences are best suited to a learning based outcome focused on producing information to participants.
Limitation: The structure of this type of collaboration is not ideal when there is a need to engage stakeholders concerning a new initiative or to select and refine new ideas.
Factors indicating appropriateness of this method:
- Vision is reasonably clear and ready to be reviewed if need be
- Agenda driven meetings with few stakeholders (less than 15)
- Objective is minor improvements to current system or approach
- Little collaboration is needed, some convincing and providing direction is the main purpose
Remote Web / Video Conference
Typical Outcome: Exchange of significant amounts of information including some collaborative evolution of ideas or decisions.
Limitations:
Technical: All participants must have access to appropriate technology. Costs include maintenance and bandwidth charges.
Personal: The limitations of time and the absence of subtle “face-to-face” dynamics have an impact on how much can be achieved.
Factors indicating appropriateness of this method:
- Vision is very clear and ready to be reviewed if need be
- Collaboration is limited to small group of stakeholders, 2-7
- Activity is routine but important. Best if not urgent or highly complex
- Spelling out what needs to be done is the principal objective and only minor issues need to be resolved
Telephone Call / Teleconference
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Typical Outcome: Information and requests can be transferred promptly and easily; it has the advantage over email that minor misunderstandings can be clarified in real time.
Limitation: The lack of visual cues increases the chances of miscommunication. In a busy environment the convener may not know if the participants are engaged in the conversation or have migrated to other tasks while “listening in.”
Factors indicating appropriateness of this method
- Vision is very clear and has been well communicated
- Small group of stakeholders (2-4)
- Functional solution or approach needed
- A minimum amount of collaboration needed to refine specifics
- All stakeholders have the necessary skill sets to execute solution
EMail & Online Dialogue
Typical Outcome: An exchange of basic information or the giving of simple direction.
Limitation: The use of undefined terms or the absence of subtle cues present during face to face conversation can increase the likelihood of misunderstandings.
Factors indicating appropriateness of this method:
- Vision is very clear and has been previously well communicated
- Small group of stakeholders. Although mass emails can be issued, typically one would not expect a large volume of responses or ongoing exchange of information to clarify issues. This is the primary means of collaboration.
- Task is routine – functional solution or approach is needed
- All stakeholders have the necessary skill sets to execute the solution
- The higher the level, the more ability you have to resolve complex situations and innovate.
- The higher the level, the greater the breadth of transformation possible.
- Levels 1-3 work for individual engagement.
- Levels 2-7 work for team engagement.
- Levels 5-10 work for organizational engagement.
- Levels 1-3 require standard communications skills.
- Level 4 also requires managerial and organizational skills.
- Level 5-7 also require specialized collaboration and facilitation skills and techniques.
- Levels 8-10 require the assistance of experts in complexity.